ABOUT    

If life is an order-creating system and change is a universal principle, then managing change is what life is all about. As most of us learn, change can bring about confusion, misunderstanding, and conflict. My job is to help identify and mitigate confusion and conflict through the communication of logic, empirical evidence, and scientific fact.
Forensics, as defined by Marcel Danesi, is the activity of presenting evidence and argument before an audience in order to make a persuasive case for a position or point of view. As a forensic consultant, I aim to frame and promote such activity.
 
I am a senior business management and advisory professional with over 45 years of experience in banking, investments, insurance, and consulting, including roles as CEO of companies ranging $20M to $20B annual sales operating in US and international markets on consumer and institutional platforms.
I provide commercial forensic and mediation services for individuals, families, law firms, and companies, especially those relating to investment disputes and litigation. 

  • Certified Fraud Examiner - Retired, Association of Certified Fraud Examiners 
  • Legal Investigation Certificate, University of Arizona
  • Alternative Dispute Resolution Certificate, Purdue University 
  • Investment Management Analyst Certificate, University of Pennsylvania 
  • Investment Adviser Compliance Certificate, NRS/Investment Adviser Association 
  • Arbitrator Chairperson Training Certificate, NASD Institute 
  • Anti-Money Laundering Certificate, New York Institute of Finance  
  • Former FINRA series 6, 7, 24, 26, 39, 63, 65, 66, 79 registrations, commodities, insurance
  • BA Philosophy, University of California, Irvine

Representative engagements include business, asset, and risk management, fraud and forensic review, business and financial planning, growth and exit strategies, root cause analysis, performance management, mediation, M&A and financial due diligence. 
    

 
The pursuit, even of the best things, ought to be calm and tranquil.   Cicero

 

Location 

Carmel Valley CA        

Call

4152908484
 

Contact

tom at tpkco dot com

Copyright  

2013-2021TK ARR