ABOUT    

Over 45 years of business experience in banking, investments, insurance, consulting, including CEO of companies ranging $20M to $20B annual sales, operating in US and international markets on consumer and institutional platforms.

  • Certified Fraud Examiner - Retired, Association of Certified Fraud Examiners 
  • Legal Investigation Certificate, University of Arizona
  • Alternative Dispute Resolution Certificate, Purdue University 
  • Investment Management Analyst Certificate, University of Pennsylvania 
  • Investment Adviser Compliance Certificate, NRS/Investment Adviser Association 
  • Arbitrator Chairperson Training Certificate, NASD Institute 
  • Anti-Money Laundering Certificate, New York Institute of Finance  
  • Former FINRA series 6, 7, 24, 26, 39, 63, 65, 66, 79 registrations, commodities, insurance
  • BA Philosophy, University of California, Irvine

Representative engagements include business, asset, and risk management, fraud and forensic review, business and financial planning, growth and exit strategies, root cause analysis, performance management, mediation, M&A and financial due diligence. 
    

 
The pursuit, even of the best things, ought to be calm and tranquil.   Cicero

 

Location 

Carmel Valley CA        

Call

4152908484
 

Contact

tom at tpkco dot com

Copyright  

2013-20 TK ARR 

 

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